May 2019

Independent Audit Assesses Controls of Jemstep Advisor Pro Platform

Atlanta, GA May 17, 2019 – Jemstep, a leading digital advice solutions provider, announced today that it has completed a System and Organization Control (SOC) 2 Type II audit for its platform, Jemstep Advisor Pro. Jemstep Advisor Pro is a configurable, white-label digital advice platform for banks, credit unions, broker dealers, insurance companies, and RIAs. Conducted by Price Waterhouse Coopers (PwC), a multinational professional services firm, the report provides a review of Jemstep’s security and availability controls. This achieved attestation assures financial institutions implementing Jemstep Advisor Pro that it applies appropriate safeguards and procedures on the security and availability of clients’ data.

“At Jemstep, we are committed to investing in the reliability and security of the digital advice services we provide to our clients,” said President and CEO Simon Roy. “Maintaining customer data is of paramount importance to us and the successful completion of a SOC 2 Type II audit is an affirmation of our commitment to meeting the needs of our enterprise customers.”

Developed by the American Institute of Certified Public Accountants (AICPA), SOC 2 is a widely recognized and trusted industry standard that provides service organizations independent validation about the design, implementation and operative effectiveness of controls. The Type II process requires at least a six-month audit period that assures policies and controls are designed appropriately and operating effectively. The completion of this engagement illustrates Jemstep’s ongoing commitment to create and maintain a secure operating environment for its client’s confidential data.

Jemstep Advisor Pro is an innovative technology that enhances the way advisors connect with their clients and prospects. It is a configurable white-label digital advice service that integrates seamlessly with a firm’s website, mobile applications, custodian, trading, CRM, and other systems, helping a firm present an online client experience that aligns with its brand, value proposition and omni-channel delivery capabilities. Its open architecture allows home offices and advisors the flexibility to use their own asset allocation models or choose from a range of available asset allocation models curated by industry-leading investment managers.

Jemstep Advisor Pro’s final SOC 2 Type II report is available upon request for Jemstep clients and potential clients under NDA.

About Jemstep

Founded in 2008, Jemstep is a Silicon Valley-based financial technology firm that transforms the way banks and other financial institutions deliver digital advice. Jemstep’s Advisor Pro is an end-to-end digital wealth solution that provides clients and advisors with a modern digital investing experience. It can also help firms grow their book of business, lower costs to serve, increase operational efficiencies, and reduce complexities. Advisor Pro gives clients easy and convenient access to their investments, with help when and where they need it. Jemstep’s parent company, Invesco, a global asset management firm, provides support and deep resources to help meet customer’s complex needs — now and in the future. Learn more about Jemstep’s capabilities at and Twitter.

About Invesco

Invesco is an independent investment management firm dedicated to delivering an investment experience that helps people get more out of life. NYSE: IVZ;

Jemstep, Inc. provides a digital solution for investment advisors. Jemstep is a wholly owned indirect subsidiary of Invesco, Ltd.



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